James B. Costello

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 06/2020
  Td Ameritrade
  San Diego, CA
• 06/2020 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 10/2024 → Present
  Osaic Advisory Services
  Atlanta, GA

Previous Registrations

• 2021-01-28 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

76 Wealth Advisory LLC- Business Description-Insurance, not investment related, start date is 1/1/2023 Client Reviews, 160 Hours devoted per month, 160 hours devoted during market hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-01-22
• S63 Uniform Securities Agent State Law Examination
  2015-09-24

Other Names

• James Bartley Costello