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2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-10-25 |
Branch Locations
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 02/2007 | 10/2017 |
| Unemployed | Austin | TX | 10/2017 | 06/2018 |
| Advisors Asset Management, Inc | Monument | CO | 06/2018 | 07/2018 |
| Hennion & Walsh, Inc. | Parsippany | NJ | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-25 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-25 |
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