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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-01-22 |
| TX | RA | APPROVED | 2019-01-22 |
Branch Locations
90 E Halsey Rd Ste 100 A, Parsippany, NJ 07054 • United States
Mantoloking, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wayne | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wayne | NJ | 11/2016 | 01/2019 |
| Wells Fargo Advisors Financial Network, Llc | Parsippany | NJ | 01/2019 | Present |
BLACK BROOK WEALTH ADVISORS LLC, INV RELATED, PARSIPPANY, NJ, 55% OWNERSHIP, START: 1/22/2020, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE LLC.; TRUSTEE FOR BLACK BROOK WEALTH ADVISORS, INV RELATED, PARSIPPANY, NJ, START: 1/22/2020, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE 401K. HICKORY DRIVE CAPITAL, LLC, INVT RELATED, CHESTER, NJ, 100% OWNERSHIP, START DATE 1/1/2019, 1 HR PER MONTH, 1 HR DURING TRADING, FINET PRACTICE. ST. LAWRENCE THE MARTYR CHURCH, INVT RELATED, CHESTER, NJ, FINANCE BOARD MEMBER, START DATE 1/18/2023, 1HR PER MONTH, 0 HRS DURING TRADING, ATTENDING QUARTERLY MEETINGS, REVIEW SPENDING, HELP CREATE BUDGES AND ADVISE ON INVESTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-06 |
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