Alan Patrick Curley

Current Employers

Employment History

• 09/2002 → 01/2017
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2017 → Present
  Lincoln Investment
  Mountain Lakes, NJ

Previous Registrations

• 2002-12-10 → 2019-10-04
  Legend Advisory, Llc
  Rockaway, NJ
  Palm Beach Gardens, FL
  Princeton, NJ
  Bridgewater, NJ
  Mountain Lakes, NJ
• 2002-07-12 → 2002-09-24
  Metlife Investment Fund Services Llc
  Woodbridge, NJ

Other Businesses

SEQUOIA FINANCIAL STRATEGIES, LLC POSITION: Owner, sole member NATURE: Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/14/2018 ADDRESS: 90 East Halsey Road, Suite 353, Parsippany NJ 07054, United States DESCRIPTION: File annual reports with the state, pay bills/reconcile business checking account. DBA for Lincoln business. KNIGHTS OF COLUMBUS COUNCIL3359 POSITION: Treasurer and authorized person for the council's investments. NATURE: Catholic mens charitable organization 501(c) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2023 ADDRESS: PO BOX 821, Denville NJ 07834, United States DESCRIPTION: Maintain records of organization's checking accounts and issue payments at the direction of the Grand Knight upon a motion that is passed by the members. Deposit proceeds from charitable fund raising drives. Interacting with the council's investment provider to initiate redemptions and investment changes upon approved resolution of the council.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-12-22
• S65 Uniform Investment Adviser Law Examination
  2002-06-14

Designations

Other Names

• Alan P Curley