Louis Robert Hery

Current Employers

Employment History

• 06/2012 → 09/2016
  Federated Securities Corp.
  Pittsburgh, PA
• 10/2016 → 08/2019
  Raymond James Financial Services, Inc.
  Randolph, NJ
• 10/2016 → 08/2019
  Raymond James Financial Services Advisors Inc.
  Randolph, NJ
• 08/2019 → 10/2024
  American Portfolios Financial Services, Inc.
  Manasquan, NJ
• 08/2019 → 10/2024
  American Portfolios Advisors, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 10/2024 → Present
  Osaic Advisory Services
  Atlanta, GA

Previous Registrations

• 2019-08-28 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2016-10-13 → 2019-08-14
  Raymond James Financial Services Advisors, Inc
  Randolph, NJ
• 2012-06-06 → 2016-10-25
  Federated Securities Corp.
  Pittsburgh, PA
  Morristown, NJ
• 2012-06-06 → 2016-10-25
  Federated Investment Counseling
  Pittsburgh, PA
• 2012-06-06 → 2016-10-25
  Mdt Advisers, A Division Of Federated Mdta Llc
  Boston, MA
• 2009-03-18 → 2012-06-05
  M&T Securities, Inc.
  Baltimore, MD
  Buffalo, NY
• 2004-02-13 → 2009-02-12
  John Hancock Investment Management Llc
  Boston, MA
• 2004-02-13 → 2009-02-12
  Manulife Investment Management (Us) Llc
  Boston, MA

Other Businesses

1. Mt. Tabor Country Club - Board Member, not investment related, start date = 01/2012, 2 hours/month, 0 hours/month/market hours 2. American Portfolios Advisors, Inc. - IAR, investment related, 160 hours/month, 32 hours/month/market hours 3. THE HERY LIVING TRUST POSITION: Successor Trustee NATURE: I am the Successor Trustee for my brother and sister in laws revocable trust. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2016 ADDRESS: 731 Winter Street, North Andover MA 01845, United States DESCRIPTION: None until 4. 76 WEALTH ADVISORS - LLC POSITION: Owner NATURE: insurance sales and support INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 90 East Halsey Road, Suite 351, Parsippany NJ 07054, United States DESCRIPTION: This is a DBA, our firm name. 5. THE MACAUDA 2025 FAMILY TRUST POSITION: Successor Trustee NATURE: This is a Living Trust for my aunt and uncle. They named me Successor Trustee. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/28/2025 ADDRESS: 86 Overledge Drive Ext, Derry NH 03038, United States DESCRIPTION: I am named the Successor Trustee for their Living Trust. They are both Active trustees now. 6. 76 WEALTH ADVISORS - LLC POSITION: Owner NATURE: LLC. DBA. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 520 Speedwell Avenue, Suite 113, Morris Plains NJ 07950, United States DESCRIPTION: This is a DBA, our firm name. 7.MORRISTOWN HS HOCKEY BOOSTER CLUB POSITION: President NATURE: This is a non profit organization that co-ordinates communication between coaches, players and parents. They organize food/water for games, plan banquets, senior day and an alumni game. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: 21 Buckley Hill Road, Morristown NJ 07960, United States DESCRIPTION: Lead the organization with all aspects of event planning, lead meetings to coordinate roles for the booster club, weekly communication with parents.

Exams

• S66 Uniform Combined State Law Examination
  2003-12-03
• S63 Uniform Securities Agent State Law Examination
  1999-07-15

Designations