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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-01-22 |
| TX | RA | APPROVED_RES | 2019-01-17 |
Branch Locations
90 E Halsey Rd Ste 100 A, Parsippany, NJ 07054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wayne | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wayne | NJ | 11/2016 | 01/2019 |
| Wells Fargo Advisors Financial Network, Llc | Parsippany | NJ | 01/2019 | Present |
ROBES CAPITAL LLC, INV RELATED, MONTVILLE, NJ, 100% OWNERSHIP, START 1/1/2019, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE. BLACK BROOK WEALTH ADVISORS LLC, INV RELATED, PARSIPPANY, NJ, 45% OWNERSHIP, START 12/18/2019, 200 HOURS PER MONTH, 7 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-29 |
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