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Michael John Capute

Stifel, Nicolaus & Company, Incorporated

White Plains, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-06-21
NY RA APPROVED 2021-03-02
TX RA APPROVED 2021-01-04
  • CT RA
    APPROVED
    Since 2022-06-21
  • NY RA
    APPROVED
    Since 2021-03-02
  • TX RA
    APPROVED
    Since 2021-01-04

Branch Locations

4 West Red Oak Lane, Suite 101, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 10/2019 06/2020
Harbor Yard Sports And Entertainment Bridgeport CT 09/2017 05/2019
Treasury Partners At Hightower New York NY 08/2018 12/2018
Monarch Wealth And Business Management New York NY 08/2016 12/2016
Sacred Heart University Fairfield CT 08/2015 05/2019
Sacred Heart University - Forever Pioneers Fairfield CT 09/2017 05/2018
Rotations Bicycle Center Southampton NY 06/2014 08/2018
Unemployed/Vacation Southampton NY 05/2019 09/2019
Equitable Advisors, Llc New York NY 10/2019 09/2020
Stifel Nicolaus & Co Inc White Plains NY 10/2020 Present
  • 10/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2017 → 05/2019
    Harbor Yard Sports And Entertainment
    Bridgeport, CT
  • 08/2018 → 12/2018
    Treasury Partners At Hightower
    New York, NY
  • 08/2016 → 12/2016
    Monarch Wealth And Business Management
    New York, NY
  • 08/2015 → 05/2019
    Sacred Heart University
    Fairfield, CT
  • 09/2017 → 05/2018
    Sacred Heart University - Forever Pioneers
    Fairfield, CT
  • 06/2014 → 08/2018
    Rotations Bicycle Center
    Southampton, NY
  • 05/2019 → 09/2019
    Unemployed/Vacation
    Southampton, NY
  • 10/2019 → 09/2020
    Equitable Advisors, Llc
    New York, NY
  • 10/2020 → Present
    Stifel Nicolaus & Co Inc
    White Plains, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-15
  • S66 Uniform Combined State Law Examination
    2020-01-15
Other Names
  • Michael Capute

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · WHITE PLAINS, NY
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BENJAMIN F. EDWARDS & COMPANY, INC. · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY

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