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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-02 |
| NC | RA | APPROVED | 2024-02-01 |
| MA | RA | APPROVED | 2024-01-18 |
| NH | RA | APPROVED | 2024-01-04 |
Branch Locations
23 Keewaydin Drive Suite 205, Salem, NH 03079 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mainstone Farm | Wayland | MA | 06/2017 | 08/2017 |
| Bentley University | Waltham | MA | 08/2017 | 05/2018 |
| Mainstone Farm | Wayland | MA | 05/2018 | 08/2018 |
| Lacrosse Unlimited | Wellesley | MA | 10/2018 | 05/2019 |
| Unemployed | Waltham | MA | 05/2019 | 07/2019 |
| Jet Plumbing And Heating | Groton | MA | 07/2019 | 08/2019 |
| Lacrosse Unlimited | Wellesley | MA | 09/2019 | 03/2020 |
| Ubs Financial Services | Boston | MA | 10/2019 | 03/2020 |
| Jet Plumbing And Heating | Groton | MA | 05/2020 | 08/2020 |
| S.P. General Carpentry Contracting | Waltham | MA | 09/2020 | Present |
| Guardian Life Insurance Company | Needham | MA | 09/2021 | Present |
| Park Avenue Securities | Needham | MA | 09/2021 | Present |
| Waltham Public School | Waltham | MA | 09/2011 | 06/2017 |
| Osaic Wealth, Inc. | Salem | NH | 11/2023 | Present |
1. POINTES NORTH WEALTH MANAGEMENT, LLC POSITION: Registered Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 65 START DATE: 12/05/2023 ADDRESS: 23 Keewaydin Drive, Suite 205, Salem NH 03079, United States DESCRIPTION: Sales/marketing of securities and insurance products. 2. POINTES NORTH WEALTH MANAGEMENT, LLC - FIXED INSURANCE POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/05/2023 ADDRESS: 23 Keewaydin Drive, Suite 205, Salem NH 03079, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-04 |
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