Sumeet Malhotra

Employer firm

Santander Securities LLC CRD 41791

$3.14B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SPONSOR TO 3RD-PARTY WRAP FEE PROGRAM(S) OFFERED BY CUSTODIAN'S (NFS) ADVISORY PLATFORM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 12/2017
  Citizens Securities, Inc.
  Arlington, MA
• 12/2015 → 06/2022
  Citizens Bank
  Arlington, MA
• 01/2018 → 12/2020
  Citizens Securities, Inc
  Arlington, MA
• 06/2022 → Present
  Santander Bank, Na
  Boston, MA
• 06/2022 → Present
  Santander Securities, Llc
  Dorchester, MA

Previous Registrations

• 2017-12-04 → 2020-12-31
  Citizens Securities, Inc.
  Arlington, MA
  Canton, MA
  Burlington, MA
  Woburn, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-01
• S63 Uniform Securities Agent State Law Examination
  2015-01-05