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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-06-24 |
Branch Locations
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Waterhouse Investor Services Inc. | New York | NY | 03/1999 | 01/2021 |
| Td Bank N.A. | Portsmouth | NH | 11/2021 | 06/2026 |
| Unemployed | Portsmouth | NH | 01/2021 | 11/2021 |
| Td Private Client Wealth Llc | Portsmouth | NH | 11/2021 | 06/2026 |
| Santander Bank, Na | Boston | MA | 06/2026 | Present |
| Santander Securities, Llc | Boston | MA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-28 |
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