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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-06-24
  • NH RA
    APPROVED
    Since 2026-06-24

Branch Locations

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

125 Main Street, Salem, NH 03079 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Td Waterhouse Investor Services Inc. New York NY 03/1999 01/2021
Td Bank N.A. Portsmouth NH 11/2021 06/2026
Unemployed Portsmouth NH 01/2021 11/2021
Td Private Client Wealth Llc Portsmouth NH 11/2021 06/2026
Santander Bank, Na Boston MA 06/2026 Present
Santander Securities, Llc Boston MA 06/2026 Present
  • 03/1999 → 01/2021
    Td Waterhouse Investor Services Inc.
    New York, NY
  • 11/2021 → 06/2026
    Td Bank N.A.
    Portsmouth, NH
  • 01/2021 → 11/2021
    Unemployed
    Portsmouth, NH
  • 11/2021 → 06/2026
    Portsmouth, NH
  • 06/2026 → Present
    Santander Bank, Na
    Boston, MA
  • 06/2026 → Present
    Boston, MA
Previous Registrations
  • 2021-11-05 → 2026-06-25
    New York, NY
    Concord, NH
    Hartford, CT
    Springfield, MA
    Portsmouth, NH
    Portsmouth, NH
  • 2004-06-18 → 2021-01-11
    Td Ameritrade, Inc.
    New York, NY
    Piscataway, NJ
    Boston, MA
    New York, NY
    Short Hills, NJ
    Tequesta, FL
    Short Hills, NJ
    Short Hills, NJ
    New York, NY
    Short Hills, NJ
    New York, NY
    Short Hills, NJ
    New York, NY
    Piscataway, NJ
    Ramsey, NJ
    Cliffside Park, NJ
    Short Hills, NJ
    Omaha, NE
    New York, NY
    Short Hills, NJ
    Bedford, NH
    Providence, RI
    Portsmouth, NH
  • 2008-06-23 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    New York, NY
    New York, NY
    Short Hills, NJ
    Palm Beach, FL
    Short Hills, NJ
    Shorth Hills, NJ
    New York, NY
    Short Hills, NJ
    Short Hills, NJ
    Piscataway, NJ
    Ramsey, NJ
    Cliffside Park, NJ
    Short Hills, NJ
    New York, NY
    New York, NY
    Manchester, NH
    Providence, RI
    Portsmouth, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-13
S63 Uniform Securities Agent State Law Examination 1998-10-28
  • S66 Uniform Combined State Law Examination
    2003-05-13
  • S63 Uniform Securities Agent State Law Examination
    1998-10-28

View on SEC IAPD

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