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Alla Cootey

Santander Securities LLC

Salem, NH

Windham, NH

Pelham, NH

Salem, NH

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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-18
MA RA APPROVED 2020-11-30
NH RA APPROVED 2012-09-19
  • TX RA
    APPROVED_RES
    Since 2021-11-18
  • MA RA
    APPROVED
    Since 2020-11-30
  • NH RA
    APPROVED
    Since 2012-09-19

Branch Locations

125 Main Street, Salem, NH 03079 • United States

3 Wall Street, Windham, NH 03087 • United States

150 Bridge Street, Pelham, NH 03076 • United States

125 Main Street, Salem, NH 03079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 04/2002 Present
Santander Securities, Llc Guaynabo PR 09/2012 11/2022
Santander Securities, Llc Dorchester MA 11/2022 Present
Previous Registrations
  • 2011-07-29 → 2012-09-19
    Lpl Financial Llc
    Raymond, NH
    Raymond, NH
    Salem, NH
    Plaistow, NH
    Windham, NH
    Salem, NH
    Nashua, NH
    Wilton, NH
    Nashua, NH
    Wilton, NH
    Windham, NH
    Nashua, NH
    58 Plaistow Rd., NH
    Raymond, NH
    Windham, NH
    Plaistow, NH
    Londonderry, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-28
S63 Uniform Securities Agent State Law Examination 2004-06-11
  • S65 Uniform Investment Adviser Law Examination
    2011-07-28
  • S63 Uniform Securities Agent State Law Examination
    2004-06-11

View on SEC IAPD

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ONESEVEN
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AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
OSAIC INSTITUTIONS, INC.

Other Investors

Naim Cukovic
Melissa J Remillard
Colin March
Sumeet Malhotra
Thomas Griffin
Randy Edward Ball
Andrew K Morehouse
Brendan Slein

Other Offices

EDWARD JONES · SALEM, NH
CITIZENS SECURITIES, INC. · SALEM, NH
ONESEVEN · Salem, NH
LPL FINANCIAL LLC · SALEM, NH
AMERIPRISE FINANCIAL SERVICES, LLC · Salem, NH
LPL FINANCIAL LLC · SALEM, NH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SALEM, NH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Salem, NH

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