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CRD 3172188
Santander Securities LLC CRD 41791
$3.14B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-11-05 |
Branch Locations
125 Main Street, Salem, NH 03079 • United States
310 New State Highway, Raynham, MA 02767 • United States
188 Broadway, Taunton, MA 02780 • United States
157 Summer Street, Kingston, MA 02364 • United States
51 Pleasant Street, Weymouth, MA 02190 • United States
1 Harvard Street, Brookline, MA 02445 • United States
1337 Beacon Street, Brookline, MA 02446 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 09/2015 | Present |
| Santander Securities, Llc | San Juan | PR | 09/2015 | 11/2022 |
| Santander Securities, Llc | Dorchester | MA | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-09 |
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