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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-11-05
  • MA RA
    APPROVED
    Since 2015-11-05

Branch Locations

125 Main Street, Salem, NH 03079 • United States

310 New State Highway, Raynham, MA 02767 • United States

188 Broadway, Taunton, MA 02780 • United States

157 Summer Street, Kingston, MA 02364 • United States

51 Pleasant Street, Weymouth, MA 02190 • United States

1 Harvard Street, Brookline, MA 02445 • United States

1337 Beacon Street, Brookline, MA 02446 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 09/2015 Present
Santander Securities, Llc San Juan PR 09/2015 11/2022
Santander Securities, Llc Dorchester MA 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-29
S63 Uniform Securities Agent State Law Examination 1999-04-09
  • S65 Uniform Investment Adviser Law Examination
    2001-06-29
  • S63 Uniform Securities Agent State Law Examination
    1999-04-09
Other Names
  • Randy Ball

View on SEC IAPD

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