Thomas Griffin

Employer firm

Santander Securities LLC CRD 41791

$3.14B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SPONSOR TO 3RD-PARTY WRAP FEE PROGRAM(S) OFFERED BY CUSTODIAN'S (NFS) ADVISORY PLATFORM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 11/2017
  Questar Capital Corporation
  Minneapolis, MN
• 09/2014 → 11/2017
  Roster Financial
  Mount Laurel, NJ
• 04/2016 → 11/2017
  Questar Asset Management
  Minneapolis, MN
• 09/2018 → Present
  Santander Bank, Na
  Boston, MA
• 09/2018 → 04/2020
  Santander Securities, Llc
  Dorchester, MA
• 11/2017 → 09/2018
  Not Working
  North Reading, MA
• 04/2020 → Present
  Santander Securities, Llc
  Dorchester, MA

Previous Registrations

• 2016-04-07 → 2017-11-16
  Questar Asset Management, Inc.
  Mount Laurel, NJ
  Lynnfield, MA
  Minneapolis, MN
• 2004-05-28 → 2015-01-07
  Global Investment Advisors, Llc
  Miami Beach, FL
  Danvers, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-06
• S63 Uniform Securities Agent State Law Examination
  1999-05-04

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Thomas Griffin
• Thomas Joseph Griffin
• Tom Griffin