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Kirk Sweeney

J.P. Morgan Securities LLC

Louisville, KY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-21
KY RA APPROVED 2024-04-02
  • TX RA
    APPROVED
    Since 2025-04-21
  • KY RA
    APPROVED
    Since 2024-04-02

Branch Locations

2209 Holiday Manor Center, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Louisville KY 05/2018 10/2019
Jpmorgan Chase Bank, N.A. Louisville KY 10/2019 05/2024
Jpmorgan Chase Bank, N.A. Louisville KY 06/2016 05/2018
J.P. Morgan Securities Llc Louisville KY 09/2019 05/2024
Jpmorgan Chase Bank N.A. Louisville KY 05/2024 Present
J.P. Morgan Securities Llc Louisville KY 05/2024 Present
  • 05/2018 → 10/2019
    Jpmorgan Chase Bank, N.A.
    Louisville, KY
  • 10/2019 → 05/2024
    Jpmorgan Chase Bank, N.A.
    Louisville, KY
  • 06/2016 → 05/2018
    Jpmorgan Chase Bank, N.A.
    Louisville, KY
  • 09/2019 → 05/2024
    J.P. Morgan Securities Llc
    Louisville, KY
  • 05/2024 → Present
    Jpmorgan Chase Bank N.A.
    Louisville, KY
  • 05/2024 → Present
    J.P. Morgan Securities Llc
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-18
S63 Uniform Securities Agent State Law Examination 2020-01-30
  • S66 Uniform Combined State Law Examination
    2024-03-18
  • S63 Uniform Securities Agent State Law Examination
    2020-01-30
Other Names
  • Kirk Sweeney
  • Kirk Anthony Sweeney

View on SEC IAPD

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