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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-15
  • CA RA
    APPROVED
    Since 2024-07-15

Branch Locations

44029 Osgood Rd, Fremont, CA 94539 • United States

39265 Paseo Padre Pkwy, Fremont, CA 94538 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Fremont CA 06/2020 05/2022
Hsbc Bank Usa, N.A. Fremont CA 09/2019 05/2022
Fgy Stone & Cabinet Hayward CA 09/2018 09/2019
Infinitel Communication Inc San Jose CA 12/2006 02/2017
Unemployed Hayward CA 02/2017 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 05/2022 07/2024
Clickaway Corporation Campbell CA 06/2016 01/2017
Bank Of America, N.A. San Jose CA 07/2022 07/2024
Wells Fargo Clearing Services, Llc Walnut Creek CA 07/2024 Present
  • 06/2020 → 05/2022
    Hsbc Securities (Usa) Inc.
    Fremont, CA
  • 09/2019 → 05/2022
    Hsbc Bank Usa, N.A.
    Fremont, CA
  • 09/2018 → 09/2019
    Fgy Stone & Cabinet
    Hayward, CA
  • 12/2006 → 02/2017
    Infinitel Communication Inc
    San Jose, CA
  • 02/2017 → 08/2018
    Unemployed
    Hayward, CA
  • 05/2022 → 07/2024
    San Jose, CA
  • 06/2016 → 01/2017
    Clickaway Corporation
    Campbell, CA
  • 07/2022 → 07/2024
    Bank Of America, N.A.
    San Jose, CA
  • 07/2024 → Present
    Walnut Creek, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-01
S63 Uniform Securities Agent State Law Examination 2020-10-12
  • S66 Uniform Combined State Law Examination
    2022-07-01
  • S63 Uniform Securities Agent State Law Examination
    2020-10-12
Other Names
  • Adam Anakotta
  • Adam R Anakota

View on SEC IAPD

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