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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-15 |
Branch Locations
44029 Osgood Rd, Fremont, CA 94539 • United States
39265 Paseo Padre Pkwy, Fremont, CA 94538 • United States
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Fremont | CA | 06/2020 | 05/2022 |
| Hsbc Bank Usa, N.A. | Fremont | CA | 09/2019 | 05/2022 |
| Fgy Stone & Cabinet | Hayward | CA | 09/2018 | 09/2019 |
| Infinitel Communication Inc | San Jose | CA | 12/2006 | 02/2017 |
| Unemployed | Hayward | CA | 02/2017 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 05/2022 | 07/2024 |
| Clickaway Corporation | Campbell | CA | 06/2016 | 01/2017 |
| Bank Of America, N.A. | San Jose | CA | 07/2022 | 07/2024 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-12 |
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