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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
MN RA APPROVED 2021-01-07
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • MN RA
    APPROVED
    Since 2021-01-07

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2019 10/2020
Univerisity Of North Dakota Grand Forks ND 08/2013 05/2017
Scheels Grand Forks ND 05/2014 05/2017
University Of North Dakota Grand Forks ND 09/2014 12/2016
Scheels St Cloud MN 05/2017 09/2019
Cetera Investment Services Llc St Cloud MN 11/2020 Present
Cetera Investment Advisers Llc St Cloud MN 11/2020 Present
  • 09/2019 → 10/2020
    St Louis, MO
  • 08/2013 → 05/2017
    Univerisity Of North Dakota
    Grand Forks, ND
  • 05/2014 → 05/2017
    Scheels
    Grand Forks, ND
  • 09/2014 → 12/2016
    University Of North Dakota
    Grand Forks, ND
  • 05/2017 → 09/2019
    Scheels
    St Cloud, MN
  • 11/2020 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2020 → Present
    St Cloud, MN
Previous Registrations
  • 2019-11-22 → 2020-10-14
    St Cloud, MN
    St Louis, MO
    St Cloud, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-21
  • S66 Uniform Combined State Law Examination
    2019-11-21

View on SEC IAPD

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