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Philip James Unes

Wells Fargo Advisors Financial Network, LLC

Peoria, IL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-23
IL RA APPROVED 2026-02-20
  • TX RA
    APPROVED
    Since 2026-04-23
  • IL RA
    APPROVED
    Since 2026-02-20

Branch Locations

3420 West Willow Knolls Dr. 1St Floor, Peoria, IL 61614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dc Advisory Chicago IL 05/2021 08/2021
Dc Advisory Chicago IL 07/2022 10/2025
Wells Fargo Financial Advisors Peoria IL 06/2019 08/2019
Dunlap School Dunlap IL 08/2011 05/2018
University Of Illinois Urbana-Champaign Champaign IL 08/2018 05/2022
Wells Fargo Advisors Financial Network, Llc Peoria IL 11/2025 Present
  • 05/2021 → 08/2021
    Dc Advisory
    Chicago, IL
  • 07/2022 → 10/2025
    Dc Advisory
    Chicago, IL
  • 06/2019 → 08/2019
    Wells Fargo Financial Advisors
    Peoria, IL
  • 08/2011 → 05/2018
    Dunlap School
    Dunlap, IL
  • 08/2018 → 05/2022
    University Of Illinois Urbana-Champaign
    Champaign, IL
  • 11/2025 → Present
    Wells Fargo Advisors Financial Network, Llc
    Peoria, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-20
S63 Uniform Securities Agent State Law Examination 2022-08-05
  • S66 Uniform Combined State Law Examination
    2026-02-20
  • S63 Uniform Securities Agent State Law Examination
    2022-08-05
Other Names
  • Philip Unes
  • Philip James Unes

View on SEC IAPD

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REATHERFORD WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
GUARDIAN WEALTH MANAGEMENT INC.
KESTRA ADVISORY SERVICES, LLC

Other Investors

ELIZABETH KARON MILLER
William Cohen
CAROLYN G DAVIS
Kory V Barlow
TAMARA L THOMPSON
MARY JO MOEHLENHOF
Mark ALLAN Robben
BRIAN T ABRAHAM

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · PEORIA, IL
MORGAN STANLEY · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
REATHERFORD WEALTH MANAGEMENT LLC · PEORIA, IL
OSAIC WEALTH, INC. · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
GUARDIAN WEALTH MANAGEMENT INC. · PEORIA, IL

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