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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-19
NY RA APPROVED 2021-04-19
TX RA APPROVED 2020-01-06
CT RA APPROVED 2019-10-31
  • NC RA
    APPROVED
    Since 2026-05-19
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2020-01-06
  • CT RA
    APPROVED
    Since 2019-10-31

Branch Locations

9505 Pineville Matthews Rd, Pineville, NC 28134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Buffalo NY 07/2019 Present
Bank Of America, N.A. Buffalo NY 09/2017 02/2019
Bank Of America Buffalo NY 02/2019 07/2019
Mahisagar Llc Dba Subway Tonawanda NY 04/2015 Present
Bank Of America, N.A. Buffalo NY 09/2019 Present
  • 07/2019 → Present
    Buffalo, NY
  • 09/2017 → 02/2019
    Bank Of America, N.A.
    Buffalo, NY
  • 02/2019 → 07/2019
    Bank Of America
    Buffalo, NY
  • 04/2015 → Present
    Mahisagar Llc Dba Subway
    Tonawanda, NY
  • 09/2019 → Present
    Bank Of America, N.A.
    Buffalo, NY
Other Businesses

I*1972283, Entity Type, Name of OBA:Rental Property 2 Address: Kenmore, NY 14217 Investment Related:No Position, Title, Association:Co-owner with other family members Employee Start Date:10/01/24 No Hours: 10 hrs weekly No Hours during trading: Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-30
  • S66 Uniform Combined State Law Examination
    2019-10-30
Other Names
  • Sid Patel

View on SEC IAPD

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