Best Investors
Account
Sign in
Best Investors
Account
Sign in
801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-29 |
Branch Locations
9007 Pineville-Matthews Rd, Pineville, NC 28134 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kevin D. Haggard, Sr Dba Marcus Tumban Tax Services | Louisville | KY | 11/2014 | 07/2023 |
| Hd Vest Investment Services | Lousiville | KY | 10/2014 | 11/2016 |
| Zeiders Entereprises | Woodbridge | VA | 07/2014 | 06/2018 |
| Hd Vest Advisory Services | Louisville | KY | 10/2014 | 11/2016 |
| Mml Investors Services | Louisville | KY | 01/2017 | 01/2018 |
| Avantax Investment Services, Inc. | Louisville | KY | 12/2018 | 08/2022 |
| Avantax Advisory Services | Louisville | KY | 12/2018 | 08/2022 |
| Avantax Insurance Agency Llc | Louisville | KY | 12/2018 | 08/2022 |
| Kevin D. Haggard, Sr. | Louisville | KY | 11/2014 | 07/2023 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 08/2022 | 06/2024 |
| Wells Fargo Bank, Na | Charlotte | NC | 08/2022 | 06/2024 |
| State Employees' Credit Union | Charlotte | NC | 09/2024 | Present |
| Secu Life Insurance Company | Raleigh | NC | 10/2024 | Present |
| Secu Brokerage Services | Raleigh | NC | 10/2024 | Present |
| Credit Union Investment Services | Raleigh | NC | 10/2024 | Present |
Kevin D. Haggard, SR DBA Marcus Tumban Tax Services'~Louisville, KY-Other~Owner~11/2014~60hrs SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 10/2024. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 10/2024. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-06 |
Reach out to this advisor