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Jyoti Madhukar Gokhale

Wells Fargo Clearing Services, LLC

Charlotte, NC

Pineville, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-10-30
  • NC RA
    APPROVED
    Since 2024-10-30

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

9420 Pineville Matthews Rd, Pineville, NC 28134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 07/2024 Present
Wells Fargo Bank, Na Charlotte NC 01/2018 Present
J P Morgan Chase Tempe AZ 05/2017 11/2017
Unemployed- Homemaker Pune 01/2016 05/2017
  • 07/2024 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 01/2018 → Present
    Wells Fargo Bank, Na
    Charlotte, NC
  • 05/2017 → 11/2017
    J P Morgan Chase
    Tempe, AZ
  • 01/2016 → 05/2017
    Unemployed- Homemaker
    Pune
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-30
S63 Uniform Securities Agent State Law Examination 2024-10-04
  • S65 Uniform Investment Adviser Law Examination
    2024-10-30
  • S63 Uniform Securities Agent State Law Examination
    2024-10-04

View on SEC IAPD

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