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16950 U.S. Highway 441 North, Okeechobee, FL 34972 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-01-12 |
Branch Locations
10042 Park Cedar Drive Suite A, Charlotte, NC 28210 • United States
16950 U.S. Highway 441 North, Okeechobee, FL 34972 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stark Financial Advisers, Inc. | Charlotte | NC | 01/2022 | Present |
| R.M. Stark & Co., Inc. | Charlotte | NC | 03/1999 | Present |
R.M. STARK & CO., INC. - INV-RELATED - CHARLOTTE, NC - BD - ASSISTANT BRANCH MANAGER - 03/1999-PRESENT - 160 HRS/MO DEVOTED - 120 HRS/MO DEVOTED DURING SECURITIES TRADING HRS - DUTIES INCLUDE CLIENT ACCOUNT MANAGEMENT AND ACCOUNT SUPERVISION, CLIENT RESEARCH AND CLIENT PORTFOLIO MANAGEMENT AND TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-16 |
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