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16950 U.S. Highway 441 North, Okeechobee, FL 34972 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-28 |
| NC | RA | APPROVED | 2015-01-20 |
Branch Locations
10042 Park Cedar Dr Suite A, Charlotte, NC 28210 • United States
16950 U.S. Highway 441 North, Okeechobee, FL 34972 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R.M. Stark & Co., Inc. | Charlotte | NC | 10/1996 | Present |
| Stark Financial Advisers, Inc. | Charlotte | NC | 01/2015 | Present |
| Usa Select Basketball, Llc / Aau | Charlotte | NC | 09/2004 | Present |
| Usa Select Basketball, Llc / Aau | Charlotte | NC | 10/2022 | Present |
1) USA Select Basketball, LLC / AAU- Not investment-related -- 10042 Park Cedar Dr., Ste. A, Charlotte, NC, 28210 - USA Select Basketball, LLC was formed to assist American basketball players find professional opportunities internationally - Co-Founder, Member, General Manager, and Head Coach - 09/2004 - existed in partnership since 01/2000 - 20 hours/month - 2 during trading hours - a formalized hobby of scheduling camps/European games for athletes who have completed their college/NCAA eligibility. The goal is for each player to join a European professional basketball team. AAU runs youth sports events. 2) USA Select Basketball, LLC / AAU; Not investment-related; Charlotte, NC; USA Select Basketball, LLC was formed to assist American basketball players find professional opportunities internationally; Treasurer; 10/2022; 4-12 hrs/month; 4-12 hrs/mo during securities trading hours; Duties are as follows: a. Receipt and deposit of all monies of the AAU in to accounts in the name of the AAU. b. Execution of all checks, notes and drafts together with dual signatures when required by the Code. c. Payment of all bills approved by an authorized AAU Officer or by the Congress provided such bills are within the authorized current budget of the AAU. d. Furnishing to the Finance Committee, Audit Committee, and/or Board of Directors (BoD) when requested all monies, accounts, books, papers, vouchers and records pertaining to his office for audit or other purposes. e. Preparation of the budget and submission to the BoD and Finance Committee for review. f. Review and approve all contracts for signature by the President and Secretary in accordance with AAU guidelines and policies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-26 |
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