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Jordan Tyler Guzman

Ubs Financial Services Inc.

Rocky River, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-07-09
  • OH RA
    APPROVED
    Since 2021-07-09

Branch Locations

18500 Lake Road Suite 400, Rocky River, OH 44116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dollar Bank Independence OH 03/2012 02/2018
Just Funky Richfield OH 02/2018 08/2018
Plastic Products Dayton OH 08/2018 07/2019
Fidelity Investments Woodmere Village OH 07/2019 06/2021
Ubs Financial Services Rocky River OH 07/2021 Present
  • 03/2012 → 02/2018
    Dollar Bank
    Independence, OH
  • 02/2018 → 08/2018
    Just Funky
    Richfield, OH
  • 08/2018 → 07/2019
    Plastic Products
    Dayton, OH
  • 07/2019 → 06/2021
    Fidelity Investments
    Woodmere Village, OH
  • 07/2021 → Present
    Ubs Financial Services
    Rocky River, OH
Previous Registrations
  • 2020-07-09 → 2021-06-18
    Fidelity Personal And Workplace Advisors
    Woodmere Village, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-03
S63 Uniform Securities Agent State Law Examination 2019-12-20
  • S66 Uniform Combined State Law Examination
    2020-07-03
  • S63 Uniform Securities Agent State Law Examination
    2019-12-20

View on SEC IAPD

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Other Investors

MICHAEL OTOOLE LEAMON
BRADLEY HOWARD BARTEL
MATTHEW RICHARD HOWARD
SUSAN LEE PATCHEN
SPENCER HERBERT SEAMAN
RICHARD STEVEN MILLIGAN
WILLIAM RALPH MURMAN
ANTHONY JAMES GOLDYN

Other Offices

ZAK ADVISORY, LLC · ROCKY RIVER, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rocky River, OH
EDWARD JONES · ROCKY RIVER, OH
PROVIDENCE FINANCIAL SERVICES, LLC · ROCKY RIVER, OH
PROVIDENCE FINANCIAL SERVICES, LLC · Rocky River, OH
CLEVELAND CAPITAL MANAGEMENT, L.L.C. · ROCKY RIVER, OH
U.S. BANCORP ADVISORS, LLC · Rocky River, OH
LPL FINANCIAL LLC · ROCKY RIVER, OH

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