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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-08 |
| CA | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services Inc. | Waverly | IA | 05/2020 | Present |
| Schoolsfirst Fcu | Tustin | CA | 06/2018 | Present |
| Union Bank | Artesia | CA | 02/2017 | 06/2018 |
| Ta Equipment Finance | Anaheim, | CA | 08/2016 | 02/2017 |
| Lids Sports Group | Santa Ana | CA | 11/2014 | 02/2017 |
| Lpl Financial Llc | Tustin | CA | 05/2022 | Present |
1)05/18/2022 SchoolsFirst Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 2)05/18/2022 No Business Name - Investment Related- At Reported Business Location(s)-Financial Institution Duty - Investment Rep- Start Date- 2018- 160 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-08 |
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