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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab And Co., Inc. | Torrance | CA | 06/2019 | Present |
| The Handlebar Tempe | Tempe | AZ | 09/2012 | 06/2019 |
| Second Story Liquor Bar | Scottsdale | AZ | 02/2014 | 11/2018 |
| Charles Schwab Bank, Ssb | Torrance | CA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-06 |
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