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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-12
TX RA APPROVED 2021-01-11
CT RA APPROVED 2019-09-30
  • NY RA
    APPROVED
    Since 2023-05-12
  • TX RA
    APPROVED
    Since 2021-01-11
  • CT RA
    APPROVED
    Since 2019-09-30

Branch Locations

50 Route 111, Smithtown, NY 11787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 06/2019 Present
Wood & Associates, Pc East Northport NY 02/2010 06/2019
Bank Of America, N.A. White Plains NY 08/2019 Present
Other Businesses

I*124530For profit or not for profit: For-Profit OrganizationName of outside business organization: Wood and Associates PCInvestment related: NAddress of business:East Northport, New York 11731Nature of business: S-Corp,Position, title, association: Owner, Start date of relationship: 5/1/2010Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 2Duties: This is my law firm which is being closed down as I onboard on to ML. I have ceased the active practice of the law and I am now in an administrative role as matters or cases conclude or resolve. I*124532For profit or not for profit: Non-Profit OrganizationName of outside business organization: The United Veterans Beacon HouseInvestment related: NAddress of business:Bayshore, New York 11706Nature of business: Charitable Organization,Position, title, association: Other, Chairman of Board of DirectorsStart date of relationship: 3/1/2014Number of hours devoted: 3 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: Registered 501c3 Corp with a mission to provide housing and ancillary services for Long Island Veterans population I*1888322Entity CharitableName of OBA: Leukemia and Lymphoma SocietyAddress: New York, New York, 10087Investment Related: NoPosition, Title, Association: Committee,OfficerEmployee Start Date: 09/01/2024No Hours: 5No Hours during trading: 2Duties: I was asked to be the chairperson for the LLS Light the Night Executive Challenge. The Long Island Executive Challenge Chair serves as the local leader for the Executive Challenge. This individual contributes to the growth of the Challenge by actively recruiting new Challengers, inspiring others to maximize their personal impact and leading by example. The participants are expected to raise money in support of the Light the Night fundraising event. I*2167276, Entity Type Not for profit, Name of OBA: Leukemia and Lymphoma Society Address: Washington DC 20005 Investment Related: No Position, Title, Association: Corporate Chair Long Island Light the Night 2025 Employee Start Date: 01/01/2025 No Hours: 8 monthly No Hours during trading: .5 monthly Duties: LLS raises money to fight blood cancer I am going to be the chairperson for the 2025 Light the Night walk/fundraising event.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2019-09-27
Other Names
  • Adam Wood

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