Frank E Carpentiere

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 07/2020
  Citigroup Global Markets Inc.
  Syosset, NY
• 07/2020 → 08/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
• 07/2020 → 08/2023
  Bank Of America, N.A.
  Melville, NY
• 08/2023 → Present
  Edward Jones
  St Louis, MO

Previous Registrations

• 2020-07-07 → 2023-08-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
• 2020-05-18 → 2020-07-23
  Citigroup Global Markets Inc.
  Uniondale, NY
  New York, NY
  Syosset, NY
  Boca Raton, FL
  Jericho, NY
  Jericho, NY
  Uniondale, NY
  Holbrook, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-05-15
• S63 Uniform Securities Agent State Law Examination
  1997-05-02

Other Names

• Frank Edward Carpentiere