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Matthew Kyle Heeter

LPl Financial LLC

Smithtown, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-26
  • NY RA
    APPROVED
    Since 2025-03-26

Branch Locations

227 E Main St, Smithtown, NY 11787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baiting Hollow Golf Club Baiting Hollow NY 10/2013 05/2018
American Portfolios Financial Services Inc Bohemia NY 06/2018 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 03/2025
Lpl Financial Llc Smithtown NY 03/2025 Present
  • 10/2013 → 05/2018
    Baiting Hollow Golf Club
    Baiting Hollow, NY
  • 06/2018 → 10/2024
    American Portfolios Financial Services Inc
    Bohemia, NY
  • 10/2024 → 03/2025
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 03/2025 → Present
    Lpl Financial Llc
    Smithtown, NY
Previous Registrations
  • 2024-10-11 → 2025-03-28
    Osaic Wealth, Inc.
    Smithtown, NY
    Scottsdale, AZ
  • 2018-10-25 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1)03/10/2025 - Synergy Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-18
  • S66 Uniform Combined State Law Examination
    2018-10-18

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
COMMONWEALTH FINANCIAL NETWORK
OSAIC WEALTH, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC INSTITUTIONS, INC.

Other Investors

JAMES VERDI
NICHOLAS KLOPSIS
LOUIS ANTHONY SORIANO
Frank E Carpentiere
JOSEPH BONURA
JOHN CLEAVELAND PALMER
LYNNE MICHELE BARNHARDT
Brett DiSalvo

Other Offices

CETERA INVESTMENT ADVISERS LLC · SMITHTOWN, NY
EDWARD JONES · SMITHTOWN, NY
LPL FINANCIAL LLC · SMITHTOWN, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SMITHTOWN, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · SMITHTOWN, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Smithtown, NY
COMMONWEALTH FINANCIAL NETWORK · Smithtown, NY
OSAIC WEALTH, INC. · SMITHTOWN, NY

More in Smithtown, NY

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