Louis Anthony Soriano

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1990 → Present
  V.A.M.C. Northport
  Northport, NY
• 05/1995 → 09/2025
  Avantax Investment Services, Inc.
  Smithtown, NY
• 05/1995 → Present
  Ljs Financial Services
  Smithtown, NY
• 03/2015 → 09/2025
  Avantax Advisory Services
  Smithtown, NY
• 07/1997 → 09/2025
  Avantax Insurance Services, Llc
  Smithtown, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Smithtown, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-22 → 2025-09-05
  Avantax Advisory Services
  Smithtown, NY
  Dallas, TX

Other Businesses

1) Navigator Financial Strategies, In~'NIR'~308 W. MAIN ST, STE 206~SMITHTOWN~NY~11787~Tax Preparation/Accounting~Director/Officer~10/1/2000~1hrs~0hrs~Financial services and tax preparation

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-06-29

Designations

• Certified Financial Planner

Other Names

• Louis Anthony (Ii) Soriano