James Verdi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 10/2024
  American Portfolios
  Holbrook, NY
• 10/2024 → 03/2025
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 03/2025 → Present
  Lpl Financial Llc
  Smithtown, NY

Previous Registrations

• 2024-10-11 → 2025-03-28
  Osaic Wealth, Inc.
  Smithtown, NY
  Scottsdale, AZ
• 2008-10-30 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

1)03/04/2025 - E & S Payroll Services - Business Owner - Partner - No - Howard Beach, NY - Start: 02/2025 - 10 Hr/Mth 2)03/04/2025 - Synergy Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Rel 3)03/04/2025 - Non-Variable Insurance - Inv Rel - Smithtown, NY - Start 10/2008 - 20 Hr/Mth 4)03/04/2025 - Notary - State of NY - Smithtown, NY - Start: 01/2013 - 1 Hr/Mth 5) 03/28/2025 - Synergy Wealth Holdings Inc - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:03/27/2025 - 10 Hrs/Mth - 4 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2000-04-19

Designations

• Certified Financial Planner

Other Names

• James Verdi
• Jim Verdi