John Cleaveland Palmer

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 07/2026
  Wells Fargo Advisors Financial Network Llc
  Smithtown, NY
• 08/2026 → Present
  Prospera Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2007-03-09 → 2026-08-17
  Wells Fargo Advisors Financial Network, Llc
  Smithtown, NY
• 2006-10-31 → 2007-03-09
  Wells Fargo Clearing Services, Llc
  Melville, NY
  Melville, NY

Other Businesses

1) Family Trust - Titled Nancy E Dowd Irrevocable Education Trust John Palmer TTEE; Investment Related - Yes; 199 East Main Street Smithtown, NY 11787; Trustee; 09/2007; 10 Hours Per Month; 10 During Trading Hours; We oversee the disbursement of tuition assistance for her relatives. I manage the assets. 2) Palmer Financial; Investment Related - Yes; 199 East Main Street Smithtown, NY 11787; DBA; Owner; Advisory; 03/2007; 160 Hours Per Month; 160 During Trading Hours; Providing financial planning and investment-related services. 3) FINRA Arbitrator; Investment Related - Yes; 1 Liberty Plaza NY, NY 10281; Regulatory Body; Arbitrator; 03/1994; 2 Hours Per Month; 0 During Trading Hours; I adjudicate cases at FINRA hearings.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-14
• S63 Uniform Securities Agent State Law Examination
  1984-03-30

Designations

• Certified Financial Planner