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190 Carondelet Plaza Suite 1200, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-08 |
| MO | RA | APPROVED | 2025-01-07 |
Branch Locations
2034 Pearl Street Suite 100, Boulder, CO 80302 • United States
190 Carondelet Plaza Suite 1200, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Campbell | CA | 06/2019 | 12/2024 |
| Vikings Locker Room Store | Eagan | MN | 07/2018 | 05/2019 |
| Prior Lake Youth Athletics | Prior Lake | MN | 06/2018 | 05/2019 |
| University Of Minnesota - Saint Paul Gym | Saint Paul | MN | 06/2017 | 08/2017 |
| University Of Minnesota | Minneapolis | MN | 08/2016 | 05/2019 |
| Charles Schwab Bank, Ssb | Campbell | CA | 11/2020 | 12/2024 |
| Moneta Group Investment Advisors, Llc | Boulder | CO | 12/2024 | 12/2025 |
| Moneta Group Investment Advisors, Llc | St. Louis | MO | 01/2026 | Present |
1) Dauntless Financial |Investment Related: No|5384 Dunraven Circle, Golden, CO, 80403, USA|Family Trust Services|Family Member/Employee|5/13/2024|Less than 20 hour/month - 0 during trading hours|This is a family owned and operated company by my father. It is set up so that he may provide services (record keeping & trust filings). I have no active role in the company or participation - but my father has listed me as an employee should anything happen to him. no financial guidance or investment related service or work at all provided by me.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-09 |
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