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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-30 |
| KY | RA | APPROVED | 2021-02-26 |
Branch Locations
295 N Hubbards Ln Ste 204, Louisville, KY 40207 • United States
Mount Washington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp Broker Dealer Inc | Louisville | KY | 07/2019 | 06/2020 |
| Adp Llc | Louisville | KY | 05/2018 | 06/2020 |
| Meridian Technologies | Louisville | KY | 05/2017 | 05/2018 |
| Ntt Data Consulting Inc | Louisville | KY | 05/2016 | 05/2017 |
| Ameriprise Financial Services, Llc | Louisville | KY | 06/2020 | Present |
Business Ownership; OPM Earnings Inc; Co-owner; Manage Ameriprise Business; 295 N Hubbards Lane, Suite 204, Louisville, KY, 40207; Investment-Related; 11/12/2025; 60 hours per month; 60 during trading hours. Outside Employment; OPM Earnings Inc; Co-owner; Manage advisory business; 295 N Hubbards Ln, , Louisville, KY, 40207; Investment-Related; 07/02/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-05 |
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