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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-06-20 |
Branch Locations
One Oxmoor Pl., 101 Bullitt Ln, Ste G-5, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2019 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2020 | Present |
| United Parcel Service | Louisville | KY | 03/2012 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 52556, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) WISDOM FINANCIAL LLC, One Oxmoor Pl., 101 Bullitt Ln, Ste G- 5, Louisville KY 40222, United States, 06/20/2023, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING 3) SUPERVISOR - UPS, 750 Grade Lane, Louisville, KY 40213, Louisville KY 40213, 03/2012, W2 Employee, Employee (receive a W-2), NIR, 90 HR/MO, 0 HR/MO TRADING. 4) INDEPENDENT INSURANCE AGENT, 101 Bullitt Lane STE G-5, Louisville KY 40207, 02/2026, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 0 HR/MO TRADING 5) LIQUID GOLD, LLC, 83 Geronimo Drive, North Fort Myers, FL 33917, United States, 02/25/2026, Coach, Food/Beverage Services, NIR, 10 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-17 |
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