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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-22
VA RA APPROVED 2026-04-20
FL RA APPROVED 2026-04-15
CT RA APPROVED 2025-07-24
NJ RA APPROVED 2025-07-24
NY RA APPROVED 2025-07-02
  • PA RA
    APPROVED
    Since 2026-04-22
  • VA RA
    APPROVED
    Since 2026-04-20
  • FL RA
    APPROVED
    Since 2026-04-15
  • CT RA
    APPROVED
    Since 2025-07-24
  • NJ RA
    APPROVED
    Since 2025-07-24
  • NY RA
    APPROVED
    Since 2025-07-02

Branch Locations

1133 Westchester Ave, White Plains, NY 10604 • United States

285 Mamaroneck Avenue, White Plains, NY 10605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 06/2019 11/2019
Bank Of America, N.A. Paramus NJ 06/2019 11/2019
Hsbc Bank, N.A. White Plains NY 12/2018 05/2019
Citbank N.A. White Plains NY 10/2016 12/2018
Dominos Bronx NY 03/2015 02/2018
Citibank N.A. Greenburgh NY 02/2020 07/2021
Citibank N.A. Thornwood NY 07/2021 06/2025
Td Bank N.A. White Plains NY 06/2025 Present
Td Private Client Wealth Llc White Plains NY 06/2025 Present
  • 06/2019 → 11/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Paramus, NJ
  • 06/2019 → 11/2019
    Bank Of America, N.A.
    Paramus, NJ
  • 12/2018 → 05/2019
    Hsbc Bank, N.A.
    White Plains, NY
  • 10/2016 → 12/2018
    Citbank N.A.
    White Plains, NY
  • 03/2015 → 02/2018
    Dominos
    Bronx, NY
  • 02/2020 → 07/2021
    Citibank N.A.
    Greenburgh, NY
  • 07/2021 → 06/2025
    Citibank N.A.
    Thornwood, NY
  • 06/2025 → Present
    Td Bank N.A.
    White Plains, NY
  • 06/2025 → Present
    White Plains, NY
Previous Registrations
  • 2021-12-21 → 2025-07-11
    Port Jefferson, NY
    Mount Kisco, NY
    Fort Mill, SC
    Uniondale, NY
    Stamford, CT
    Thornwood, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-21
S63 Uniform Securities Agent State Law Examination 2021-12-03
  • S66 Uniform Combined State Law Examination
    2021-12-21
  • S63 Uniform Securities Agent State Law Examination
    2021-12-03

View on SEC IAPD

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