Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-15 |
| CT | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED | 2021-05-03 |
Branch Locations
2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 12/2006 | 04/2021 |
| Wells Fargo Clearing Services, Llc. | Greenwich | CT | 04/2021 | Present |
M.C SMITH HOLDINGS INC., INV RELATED, NEW YORK, NY, 100% OWNERSHIP, START 12/7/2016, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, BRIDGEPORT, CT, 100% OWNERSHIP, START 11/1/2018, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, BRIDGEPORT, CT, 100% OWNERSHIP, START 10/1/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY; INV. RELATED; BRIDGEPORT, CT; 100% OWNERSHIP; START 3/11/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INV RELATED, BRIDGEPORT, CT, 100% OWNERSHIP, START 9/9/2022, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-14 |
Reach out to this advisor