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Alex Brown

J.P. Morgan Securities LLC

Boulder, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-25
CO RA APPROVED 2023-10-13
  • TX RA
    APPROVED_RES
    Since 2023-10-25
  • CO RA
    APPROVED
    Since 2023-10-13

Branch Locations

1301 Canyon Blvd., Boulder, CO 80302 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hapco, Inc. Dba Tarpco Kent OH 09/2011 01/2019
Kent State University Kent OH 08/2010 05/2018
Unemployed Longmont CO 02/2019 04/2019
J.P. Morgan Securities Llc Boulder CO 05/2019 Present
Jpmorgan Chase Bank, N.A. Boulder CO 05/2019 Present
  • 09/2011 → 01/2019
    Hapco, Inc. Dba Tarpco
    Kent, OH
  • 08/2010 → 05/2018
    Kent State University
    Kent, OH
  • 02/2019 → 04/2019
    Unemployed
    Longmont, CO
  • 05/2019 → Present
    J.P. Morgan Securities Llc
    Boulder, CO
  • 05/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-12
  • S66 Uniform Combined State Law Examination
    2023-10-12
Other Names
  • Alex Nell Brown
  • Alex Neil Brown

View on SEC IAPD

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