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Nicole Renee Allen

Monarch Wealth Strategies

Santa Barbara, CA

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Current Employers
Monarch Wealth Strategies

222 East Carillo Street Suite 208, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

222 E Carrillo St. Suite 208, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Monarch Wealth Strategies Santa Barbara CA 06/2019 Present
Union Bank Santa Barbara CA 09/2017 06/2019
Sf Puppy Prep San Francisco CA 01/2013 03/2017
None San Francisco CA 04/2017 08/2017
  • 06/2019 → Present
    Monarch Wealth Strategies
    Santa Barbara, CA
  • 09/2017 → 06/2019
    Union Bank
    Santa Barbara, CA
  • 01/2013 → 03/2017
    Sf Puppy Prep
    San Francisco, CA
  • 04/2017 → 08/2017
    None
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-02
  • S65 Uniform Investment Adviser Law Examination
    2022-09-02

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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