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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-27 |
| TX | RA | APPROVED | 2026-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | La Jolla | CA | 05/2026 | Present |
| Rbc Capital Markets, Llc | La Jolla | CA | 01/2021 | 05/2026 |
| Rbc Capital Markets, Llc | La Jolla | CA | 05/2019 | 02/2020 |
| Unemployed | La Jolla | CA | 05/2020 | 01/2021 |
| Wallcur Llc | San Diego | CA | 05/2017 | 08/2017 |
| Logan Capital | San Diego | CA | 01/2017 | 04/2017 |
| Wind N' Sea Volleyball Club | La Jolla | CA | 08/2017 | 04/2021 |
| University Of San Diego | San Diego | CA | 09/2016 | 05/2020 |
| City National Bank | La Jolla | CA | 11/2021 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-29 |
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