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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-02-17
  • CT RA
    APPROVED
    Since 2023-02-17

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2019 06/2021
Northwestern Mutual Investment Services Llc Hartford CT 10/2019 12/2022
Student New Britain CT 08/2015 05/2021
Connecticut Baseball Academy East Hartford CT 12/2011 04/2019
John Joyce Springfield MA 07/2021 12/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2021 12/2022
Usi Consulting Group Glastonbury CT 01/2023 Present
Usi Advisors Glastonbury CT 01/2023 Present
  • 06/2019 → 06/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2019 → 12/2022
    Northwestern Mutual Investment Services Llc
    Hartford, CT
  • 08/2015 → 05/2021
    Student
    New Britain, CT
  • 12/2011 → 04/2019
    Connecticut Baseball Academy
    East Hartford, CT
  • 07/2021 → 12/2022
    John Joyce
    Springfield, MA
  • 07/2021 → 12/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2023 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 01/2023 → Present
    Glastonbury, CT
Other Businesses

FOXDEN PERFORMANCE. NOT INVESTMENT RELATED. 525 BURNSIDE AVE EAST HARTFORD CT 06108. BASEBALL AND PERFORMANCE TRAINING. OWNER. START DATE 10/01/2021.15 HOURS PER WEEK. 0 TIME SPENT DURING SECURITIES TRADING HOURS. PROVIDING PRIVATE LESSONS, STRENGTH CLASS & STRENGTH/THROWING PROGRAMS FOR ATHLETES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-17
S63 Uniform Securities Agent State Law Examination 2020-07-24
  • S65 Uniform Investment Adviser Law Examination
    2023-02-17
  • S63 Uniform Securities Agent State Law Examination
    2020-07-24
Other Names
  • Brandon Fox

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