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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | St. Joseph | MO | 04/2019 | Present |
| Nodaway Valley Bank | St.JOseph | MO | 04/2019 | Present |
| Unemployed | Savannah | MO | 08/2018 | 04/2019 |
| American Family Insurance | Saint Joseph | MO | 01/2007 | 08/2018 |
1- 04/2019 / Investment products and services are offered through LPL Financial LLC using the DBA/trade name NVIS / Investment Related / At Reported business Location(s) 2- 04/2019 / The St. Joseph School District Foundation Board / Non-Profit Board Member / Investment Related / St. Joseph, MO 64506 3- 01/02/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name NODAWAY VALLEY INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - Start Date 07/01/2022 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-28 |
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