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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

680 E Colorado Blvd Ste 2100, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Pasadena CA 03/2019 Present
Wfgia Pasadena CA 06/2018 Present
San Gabriel Valley Council Of Governments Irwindale CA 09/2005 11/2018
Ba, Inc Los Angeles CA 03/2019 09/2022
Jbc Group, Llc Beverly Hills CA 09/2019 Present
Residential Rental Property Walnut CA 10/2019 Present
Noble Accounting, Llc Torrance CA 08/2021 09/2022
Bookkeeper Los Angeles CA 03/2023 Present
Marinduque Association Of Southern California Lakewood CA 01/2024 01/2024
  • 03/2019 → Present
    Transamerica Financial Advisors, Inc
    Pasadena, CA
  • 06/2018 → Present
    Wfgia
    Pasadena, CA
  • 09/2005 → 11/2018
    San Gabriel Valley Council Of Governments
    Irwindale, CA
  • 03/2019 → 09/2022
    Ba, Inc
    Los Angeles, CA
  • 09/2019 → Present
    Jbc Group, Llc
    Beverly Hills, CA
  • 10/2019 → Present
    Residential Rental Property
    Walnut, CA
  • 08/2021 → 09/2022
    Noble Accounting, Llc
    Torrance, CA
  • 03/2023 → Present
    Bookkeeper
    Los Angeles, CA
  • 01/2024 → 01/2024
    Marinduque Association Of Southern California
    Lakewood, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. JBC Group, LLC / 0919-Present / Investment Related: No / 9350 Wilshire Blvd. Suite 203 Beverly Hills, CA 90212/Consultant / Business Performance Consulting, Human Capital and Resource Advising Company Transitions Advising, Overhead Rates Review, Accounting Services./ Hrs Work Monthly: 32 / Sec Trading Hrs: 6 / Provide business consulting, company transitions advising, overhead rates review and accounting services to clients. Residential Rental Property / 1019-Present/ Investment Related: Yes / 975 Heaton Moor Dr. Walnut, CA 91789 / Co-Owner / Rental Property / Hrs Work Monthly: 0 / Sec Trading Hrs: 0 / I don't participate in any rental activities, my husband has all the responsibilities for this investment BOOKKEEPER POSITION: Bookkeeper NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 30 START DATE: 03/20/2023 ADDRESS: 3101 West Exposition Place, Los Angeles CA 90018, United States DESCRIPTION: Bookkeeping, process accounts payable, prepare financial statements, set up Chart of Accounts, accounting controls and processes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-25
S63 Uniform Securities Agent State Law Examination 2019-06-05
  • S65 Uniform Investment Adviser Law Examination
    2019-07-25
  • S63 Uniform Securities Agent State Law Examination
    2019-06-05
Other Names
  • Concepcion Sore Ituralde
  • Maria Concepcion Sore

View on SEC IAPD

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