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Kathryn Schlick

Morgan Stanley

Las Vegas, NV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-06
NV RA APPROVED 2019-07-01
  • TX RA
    APPROVED_RES
    Since 2023-07-06
  • NV RA
    APPROVED
    Since 2019-07-01

Branch Locations

8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Las Vegas Athletic Club Las Vegas NV 04/2016 07/2017
Morgan Stanley Smith Barney Llc Las Vegas NV 04/2019 Present
Self-Employed Las Vegas NV 10/2017 01/2019
Morgan Stanley Private Bank, N.A New York NY 08/2019 Present
  • 04/2016 → 07/2017
    Las Vegas Athletic Club
    Las Vegas, NV
  • 04/2019 → Present
    Morgan Stanley Smith Barney Llc
    Las Vegas, NV
  • 10/2017 → 01/2019
    Self-Employed
    Las Vegas, NV
  • 08/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Other Businesses

624637 - Consulting; Investment Related - Yes; Las Vegas, Nevada; Consulting; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2025; During Business Hours: 0; After Business Hours: 6; Author.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-20
  • S66 Uniform Combined State Law Examination
    2019-06-20
Other Names
  • Kathyn Schlick

View on SEC IAPD

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