Best Investors Account Sign in

Joshua Enoch Leu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-02
CA RA APPROVED 2019-07-05
  • TX RA
    APPROVED
    Since 2020-01-02
  • CA RA
    APPROVED
    Since 2019-07-05

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 03/2019 Present
Asc Process Systems Valencia CA 11/2016 03/2019
Zodiac Inflight Innovations Brea CA 08/2015 11/2016
Bank Of America , Na. Pasadena CA 04/2019 Present
  • 03/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
  • 11/2016 → 03/2019
    Asc Process Systems
    Valencia, CA
  • 08/2015 → 11/2016
    Zodiac Inflight Innovations
    Brea, CA
  • 04/2019 → Present
    Bank Of America , Na.
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-03
  • S66 Uniform Combined State Law Examination
    2019-07-03
Other Names
  • Joshua Leu

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
J.P. MORGAN SECURITIES LLC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA
J.P. MORGAN SECURITIES LLC · PASADENA, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor