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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 03/2019 | 07/2025 |
| H & R Block | Anaheim Hlls | CA | 02/2019 | 03/2019 |
| Unemployed | Anaheim Hlls | CA | 07/2018 | 02/2019 |
| Bohra Enterprises Inc. | Anaheim Hlls | CA | 07/2007 | 06/2018 |
| Bank Of America, N.A. | Brea | CA | 05/2019 | 07/2025 |
| Orange County's Credit Union | Santa Ana | CA | 07/2025 | Present |
| Lpl Financial | Santa Ana | CA | 07/2025 | Present |
1) 07/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name ORANGE COUNTY'S CREDIT UNIOIN - Inv Related At reported business location (s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-28 |
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