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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-22 |
| CA | RA | APPROVED | 2011-01-25 |
Branch Locations
21250 Hawthorne Blvd Ste 500, Torrance, CA 90503 • United States
Rancho Palos Verdes, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rancho Palos Verdes | CA | 01/2011 | Present |
1) 03/18/2014: LifePoint Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 9/13/2018 - LifePoint Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 03/18/2014 - 30 Hours Per Month/10 Hours During Securities Trading - Sell life, health, disability and long-term care insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-14 |
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