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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-26 |
| VA | RA | APPROVED | 2023-06-07 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Midlothian, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Acg | Midlothian | VA | 04/2011 | 03/2023 |
| Principal Life Insurance Company | Midlothian | VA | 04/2023 | Present |
| Principal Securities Inc | Midlothian | VA | 04/2023 | Present |
| Principal Bank And Principal Trust Company | Midlothian | VA | 04/2023 | Present |
PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/10/2023 ADDRESS: 3901 Sherfield Court, Midlothian VA 23113, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-07-29 |
| S65 | Uniform Investment Adviser Law Examination | 2019-01-26 |
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