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Randy Dee Howe

J.P. Morgan Securities LLC

Santa Barbara, CA

Santa Barbara, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-03
  • CA RA
    APPROVED
    Since 2024-12-03

Branch Locations

3768 State Street, Santa Barbara, CA 93105 • United States

1302 State Street, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Santa Barbara CA 02/2019 Present
Jpmorgan Chase Bank, N.A. Santa Barbara CA 12/2018 Present
Jp Morgan Chase Bank, N.A. Goleta CA 07/2017 12/2018
Jp Morgan Chase Bank, N.A. Carpinteria CA 08/2016 07/2017
  • 02/2019 → Present
    J.P. Morgan Securities Llc
    Santa Barbara, CA
  • 12/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Barbara, CA
  • 07/2017 → 12/2018
    Jp Morgan Chase Bank, N.A.
    Goleta, CA
  • 08/2016 → 07/2017
    Jp Morgan Chase Bank, N.A.
    Carpinteria, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-03
S63 Uniform Securities Agent State Law Examination 2019-04-04
  • S66 Uniform Combined State Law Examination
    2024-12-03
  • S63 Uniform Securities Agent State Law Examination
    2019-04-04
Other Names
  • Randy Howe

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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