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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-03-15
  • WA RA
    APPROVED
    Since 2018-03-15

Branch Locations

12028 Ne Totem Lake Way, Kirkland, WA 98034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Bothell WA 03/2015 07/2018
Jpmorgan Chase Bank Bothell WA 07/2015 07/2018
Jp Morgan Chase Bank Kirkland WA 07/2018 Present
Jp Morgan Securites Llc Kirkland WA 07/2018 Present
  • 03/2015 → 07/2018
    Bothell, WA
  • 07/2015 → 07/2018
    Jpmorgan Chase Bank
    Bothell, WA
  • 07/2018 → Present
    Jp Morgan Chase Bank
    Kirkland, WA
  • 07/2018 → Present
    Jp Morgan Securites Llc
    Kirkland, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-07
S63 Uniform Securities Agent State Law Examination 2014-03-06
  • S66 Uniform Combined State Law Examination
    2018-03-07
  • S63 Uniform Securities Agent State Law Examination
    2014-03-06
Other Names
  • Russell Paris
  • Russell B Paris
  • Russell Blaine Paris

View on SEC IAPD

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