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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-05-17 |
Branch Locations
8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Las Vegas | NV | 01/2019 | 03/2021 |
| U.S. Bank | Las Vegas | NV | 08/2007 | 03/2021 |
| Morgan Stanley | Las Vegas | NV | 04/2021 | Present |
| Morgan Stanley Private Bank, N.A. | Las Vegas | NV | 04/2021 | Present |
*492393 - Rental property; Investment related Yes; North Las Vegas, Nevada; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 0; After business hours: 5; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-11 |
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